Securities Electronic Resources
Subscription Databases Index
Note: if you do not know the login/password for these databases, please click on the icon. NetID required.
These databases are intended only for the use of Notre Dame Law School faculty and students.
Broker/Dealer Compliance Report (BNA)
Monitors securities laws, regulations, industry rules, and legal proceedings at federal and state levels affecting broker/dealers. Also provides news of the latest SEC, NASD Regulation, and NYSE actions—rule changes, enforcement trends, violations and penalties, policies and procedures, and more. Enforcement activities are tracked, with reports on charges brought, cases pending, arbitration awards, verdicts and settlements, fines, and penalties.
Securities Law 360
Newswire for securities professionals that covers developing stories in litigation, law and policy. With more than 1,500 stories published per year, it offers extensive coverage of securities law issues across the globe, in every jurisdiction, and in every major industry.
Securities Law Daily (BNA)
Developments in the regulation of securities and futures trading and accounting, with objective coverage of the Securities and Exchange Commission, Commodities Futures Trading Commission, industry, federal and state courts, and Congress. Contains all issues published since January 25, 1999.
Securities Regulation & Law Report (BNA)
Weekly coverage of federal and state developments in the regulation of securities and futures trading and accounting, with coverage of the Securities and Exchange Commission, Commodities Futures Trading Commission, industry, courts, and Congress. Contains all issues published since February 2, 1996.
World Securities Law Report
Monthly news of developments in the regulation of transactions involving securities around the world, as well as expert analysis of and practical guidance regarding these developments. Focuses particularly on developments affecting cross-border transactions. contains all issues published since September 2004.
